Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2024-07-31.

Timeline guidance

Alternative versions

  1. Point in time
    2024-07-31

CONRED 4.6 Supervision and delegation of scheme process by firms

CONRED 4.6.1R

1A firm must ensure that the steps required by this chapter are undertaken or supervised by:

  1. (1)

    where DISP 1.3.7R applies, the individual appointed by the firm; or

  2. (2)

    a person of appropriate seniority in all other cases

CONRED 4.6.2G
  1. (1)

    1A firm intending to outsource any of the obligations imposed on it under this chapter should have due regard to the rules and guidance on outsourcing which are applicable to it, notably in SYSC.

  2. (2)

    A firm which outsources any of the obligations imposed on it under this chapter in respect of communications with consumers should ensure that those communications are clear as to the identity of the firm.