Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2022-01-02.

Timeline guidance

Alternative versions

  1. Point in time
    2022-01-02

CONRED 2.7 Supervision and delegation of scheme process by firms

CONRED 2.7.1R

A firm must ensure that the steps required by this chapter are undertaken or supervised by the individual appointed by the firm under DISP 1.3.7 R where that rule applies. In any other case, those steps must be taken or supervised by a person of appropriate experience and seniority.

CONRED 2.7.2G
  1. (1)

    Any firm intending to outsource any of the obligations imposed on it under this chapter should have due regard to the rules and guidance on outsourcing which are applicable to it, notably in SYSC.

  2. (2)

    A firm which outsources any of the obligations imposed on it under this chapter in respect of communications with consumers should ensure that those communications are clear as to the identity of the firm.