To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
CONC 3.2 Financial promotion general guidance
Chapter: Financial promotions and communications with customers
Effective Date: 28th September 2015
-
PERG 8.4 Invitation or inducement
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.21 Company statements, announcements and briefings
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.6 Communicate
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
COBS 4.1 Application
Chapter: Communicating with clients, including financial promotions
Effective Date: 24th May 2007
-
MCOB 3A.1 Application and purpose
Chapter: Financial promotions and communications with customers
Effective Date: 25th March 2015
-
CONC 3.1 Application
Chapter: Financial promotions and communications with customers
Effective Date: 27th February 2014
-
CASS 7.10 Application and purpose
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014
-
CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators
Chapter: Debt advice
Effective Date: 25th May 2018
-
COBS 4.10 Systems and controls and approving and communicating financial promotions
Chapter: Communicating with clients, including financial promotions
Effective Date: 24th March 2015
-
PERG 8.1 Application and purpose
Chapter: Financial promotion and related activities
Effective Date: 27th February 2014
-
PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
CONC 3.7 Financial promotions and communications: credit brokers
Chapter: Financial promotions and communications with customers
Effective Date: 26th June 2014
-
CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters
Chapter: Financial promotions and communications with customers
Effective Date: 27th March 2014
-
PERG 8.8 Having an effect in the United Kingdom
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
SYSC 5.2
Chapter: Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Employees, agents and other relevant persons
Effective Date: 23rd June 2015
-
PERG 8.37 AIFMD Marketing
Chapter: Financial promotion and related activities
Effective Date: 27th June 2013