COMP 6.2 - Rule-making and Amending Instruments

• FCA 2022/14: Part 4A Permission (Own-Initiative Variation and Cancellation) Instrument 2022 (FCA 2022/14)

  Chapter: Glossary, SUP, COMP, DISP, EG

  Effective Date: 19th May 2022

• FCA 2021/12: Financial Services Compensation Scheme (Appointed Representatives) Instrument 2021

  Chapter: COMP

  Effective Date: 26th March 2021

• FCA 2020/60: EU Exit (“IP completion day” and Time-Related Amendments) Instrument 2020

  Chapter: Glossary, MAR, MCOB, PR, FIT, FEES, COMP, DISP, APER, GEN, DTR, PRIN, COLL, SUP, BENCH, FUND, IFPRU, COCON, PERG, BCOBS, CASS, CONC, EG, LR, PRR, SYSC

  Effective Date: 1st October 2020

• FOS 2020/4: EU Exit (“IP completion day” and Time-Related Amendments) Instrument 2020

  Chapter: Glossary, FEES, COMP, GEN, CASS

  Effective Date: 1st October 2020

• FCA 2019/28: Exiting the European Union: Redress Sourcebooks (Amendments) Instrument 2019

  Chapter: COMP, CONRED

  Effective Date: 28th March 2019

• FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017

  Chapter: Glossary, COMP, FEES, SUP, CONC

  Effective Date: 30th October 2017

• FCA 2016/60: Mortgages and Home Finance (Miscellaneous Amendments) Instrument 2016

  Chapter: Glossary, MCOB, FEES, SUP, COMP, PERG, CONC

  Effective Date: 23rd September 2016

• FSA 2011/39: UCITS IV Directive Instrument 2011

  Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG

  Effective Date: 1st July 2011

• FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007

  Chapter: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP

  Effective Date: 25th January 2007

• FSA 2004/96: Compensation Sourcebook (Insurance Mediation and Protected Contracts of Insurance) (Scope Amendment) Instrument 2004

  Chapter: COMP, Glossary

  Effective Date: 18th November 2004

• FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004

  Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary

  Effective Date: 15th January 2004

• FSA 2003/47: Collective Investment Schemes (UCITS Amending Directive) Instrument 2003

  Chapter: PRIN, SYSC, IPRU-INV, COB, AUTH, SUP, DEC, COMP, CIS

  Effective Date: 17th July 2003