COMP 5.6 1Protected home finance mediation2

Protected home finance mediation2 is:

1. (1)

   advising on a home finance transaction;2 or

   2
2. (2)

   arranging (bringing about) a home finance transaction;2 or

   2
3. (3)

   making arrangements with a view to a home finance transaction2; or

   2
4. (4)

   agreeing to carry on a regulated activity in (1) to (3); or

5. (5)

   the activities of a home finance provider2 which would be arranging but for article 28A of the Regulated Activities Order (Arranging contracts or plans2 to which the arranger is a party);

   2

provided that the condition in COMP 5.6.2 R is satisfied.

COMP 5.6.1 R applies only if the protected home finance mediation2 was carried on by a relevant person with a customer who was a resident in the United Kingdom5 at the time the protected home finance mediation was carried on.

3This section does not apply in respect of a regulated mortgage contract which is:4

1. (1)

   4a legacy CCA mortgage contract; or

2. (2)

   4a CBTL credit agreement.