COMP 5.5 - Rule-making and Amending Instruments
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FCA 2024/37: Long-Term Investment Fund (Amendment) Instrument 2024
Chapter: Glossary, FEES, COMP, DISP, COBS, DEPP, FUND, COLL, EG
Effective Date: 5th November 2024
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FCA 2019/28: Exiting the European Union: Redress Sourcebooks (Amendments) Instrument 2019
Chapter: COMP, CONRED
Effective Date: 28th March 2019
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FCA 2017/67: Advising on Investments (Article 53(1) of the Regulated Activities Order) (Consequential Amendments) Instrument 2017
Chapter: Glossary, TC, SUP, COMP, DISP, COBS, RPPD, ICOBS, COLL, PERG
Effective Date: 8th December 2017
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FCA 2017/68: Financial Services Compensation Scheme (Extension of Scope to Recognised Investment Exchanges) Instrument 2017
Chapter: Glossary, FEES, COMP
Effective Date: 8th December 2017
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FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017
Chapter: Glossary, COMP, FEES, SUP, CONC
Effective Date: 30th October 2017
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FOS 2016/7: European Long-Term Investment Funds (No 2) Regulation Instrument 2016
Chapter: Glossary, SUP, COMP, DISP, FUND
Effective Date: 22nd April 2016
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FCA 2016/34: European Long-Term Investment Funds (No 2) Regulation Instrument 2016
Chapter: Glossary, SUP, COMP, DISP, FUND
Effective Date: 22nd April 2016
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FCA 2013/61: Handbook Administration (No 31) Instrument 2013
Chapter: Glossary, SYSC, FEES, IPRU-INV, COBS, MCOB, CASS, SUP, DISP, COMP, COLL, CONC, FUND, LR, PR, BSOG
Effective Date: 26th September 2013
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FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013
Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG
Effective Date: 27th June 2013
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FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013
Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG
Effective Date: 27th June 2013
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FSA 2011/39: UCITS IV Directive Instrument 2011
Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG
Effective Date: 1st July 2011
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FSA 2010/61: Handbook Administration (No 20) Instrument 2010
Chapter: Glossary, PRIN, SYSC, FINMAR, GEN, FEES, COBS, ICOBS, MCOB, CASS, MAR, TC, SUP, DISP, COMP, PROF, LR, PR, DTR
Effective Date: 16th December 2010
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FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007
Chapter: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP
Effective Date: 25th January 2007
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FSA 2006/28: Personal Pension Schemes Instrument 2006
Chapter: Glossary, FEES, IPRU-INV, COB, ICOB, MCOB, AUTH, SUP, DISP, COMP
Effective Date: 28th September 2006
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FSA 2003/47: Collective Investment Schemes (UCITS Amending Directive) Instrument 2003
Chapter: PRIN, SYSC, IPRU-INV, COB, AUTH, SUP, DEC, COMP, CIS
Effective Date: 17th July 2003