COMP 5.2 - Rule-making and Amending Instruments
-
FOS 2021/4: Funeral Plans Instrument 2021
Chapter: Glossary, SUP, COMP, DISP, SYSC, PRIN, PERG, FPCOB, PROD
Effective Date: 5th July 2021
-
FCA 2021/26: Funeral Plans Instrument 2021
Chapter: Glossary, COND, TC, FEES, SUP, COMP, DISP, GEN, SYSC, PRIN, COBS, PERG, FPCOB, PROD
Effective Date: 5th July 2021
-
FCA 2021/24: Financial Services Compensation Scheme (Miscellaneous Amendments) Instrument 2021
Chapter: Glossary, COMP
Effective Date: 25th June 2021
-
FCA 2017/68: Financial Services Compensation Scheme (Extension of Scope to Recognised Investment Exchanges) Instrument 2017
Chapter: Glossary, FEES, COMP
Effective Date: 8th December 2017
-
FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017
Chapter: Glossary, COMP, FEES, SUP, CONC
Effective Date: 30th October 2017
-
FCA 2016/33: Compensation Sourcebook (Amendment No 10) Instrument 2016
Chapter: Glossary, COMP
Effective Date: 29th April 2016
-
FSA 2011/70: Professional Firms (Amendment) Instrument 2011
Chapter: Glossary, CASS, SUP, COMP, PROF
Effective Date: 8th December 2011
-
FSA 2009/38: Dormant Bank And Building Society Accounts Instrument 2009
Chapter: Glossary, PRIN, SYSC, FEES, SUP, DISP, COMP, PERG
Effective Date: 23rd July 2009
-
FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006
Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO
Effective Date: 25th October 2006
-
FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004
Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary
Effective Date: 15th January 2004
-
FSA 2003/72: Mortgages: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2003
Chapter: GEN, COB, TC, ML, AUTH, DISP, COMP, ECO, ELM, PROF, EMPS, FREN, OMPS, SERV, Reader's guide, Reader's Short Guide, Glossary
Effective Date: 15th October 2003
-
FSA 2003/47: Collective Investment Schemes (UCITS Amending Directive) Instrument 2003
Chapter: PRIN, SYSC, IPRU-INV, COB, AUTH, SUP, DEC, COMP, CIS
Effective Date: 17th July 2003
-
FSA 2001/66: Compensation Sourcebook Instrument 2001
Chapter: COMP
Effective Date: 15th November 2001