Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2013-12-13

COLL 8 Annex 2 ACS Qualified Investor Schemes: eligible investors

R

1This Annex belongs to COLL 8.1.3 R and 8.1.4 G.

1For the purposes of the rule on qualified investors in a qualified investor scheme which is an ACS (COLL 8.1.3R (3)), the authorised contractual scheme manager must take reasonable care to ensure that ownership of units in the scheme is only recorded in the register for a person who:

(1)

is a:

(a)

professional ACS investor; or

(b)

large ACS investor; or

(c)

person who already holds units in the scheme; and

(2)

falls within one or more of the categories set out in COLL 8 Annex 1 R (Qualified Investor Schemes: eligible investors).