COLL 5.2 - Rule-making and Amending Instruments

• FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024

  Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC

  Effective Date: 30th April 2024

• FCA 2020/78: Exiting the European Union: Handbook (Amendments) (No 3) Instrument 2020

  Chapter: GEN, MIPRU, COBS, COLL, PERG, PROD

  Effective Date: 11th December 2020

• FCA 2020/29: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2020

  Chapter: COLL

  Effective Date: 26th June 2020

• FCA 2018/58: Securitisation Regulation Implementation Instrument 2018

  Chapter: Glossary, FUND, IFPRU, COLL

  Effective Date: 19th December 2018

• FCA 2018/37: Money Market Funds Regulation Instrument 2018

  Chapter: Glossary, FEES, COLL

  Effective Date: 11th July 2018

• FCA 2017/28: Packaged Retail and Insurance-based Investment Products Regulation Instrument 2017

  Chapter: Glossary, PR, SUP, GEN, COBS, FUND, COLL

  Effective Date: 2nd May 2017

• FCA 2016/66: Collective Investment Schemes Sourcebook (Amendment No 9) Instrument 2016

  Chapter: Glossary, COLL, FUND

  Effective Date: 23rd September 2016

• FCA 2016/48: Handbook Administration (No 42) Instrument 2016

  Chapter: Glossary, MAR, SUP, DISP, SYSC, MIPRU, BIPRU, DEPP, FUND, COBS, FEES, MCOB, COLL

  Effective Date: 29th July 2016

• FCA 2014/43: Collective Investment Schemes Sourcebook (Exchange Traded Funds) Instrument 2014

  Chapter: COLL

  Effective Date: 26th June 2014

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

  Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

  Effective Date: 27th June 2013

• FCA 2013/40: FCA Handbook Designation (Correction) Instrument 2013

  Chapter: BIPRU, PRIN, IPRU-INS, IPRU-FSOC, FEES, COBS, SUP, COLL, BSOG, PR, DTR, FC, PERG

  Effective Date: 25th April 2013

• FSA 2012/19: Collective Investment Schemes Sourcebook (Amendment No 6) Instrument 2012

  Chapter: COLL

  Effective Date: 21st March 2012

• FSA 2011/76: Collective Investment Schemes Sourcebook (ICVC Sub-funds) Instrument 2011

  Chapter: Glossary, COLL

  Effective Date: 21st December 2011

• FSA 2011/39: UCITS IV Directive Instrument 2011

  Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG

  Effective Date: 1st July 2011

• FSA 2011/38: Money Market Funds Instrument 2011

  Chapter: Glossary, COBS, COLL

  Effective Date: 23rd June 2011

• FSA 2010/6: Alternative Finance Investment Bonds (Consequential Amendments) Instrument 2010

  Chapter: Glossary, COLL, LR, PERG

  Effective Date: 25th February 2010

• FSA 2009/74: Collective Investment Schemes Sourcebook (Amendment No 5) Instrument 2009

  Chapter: COLL

  Effective Date: 10th December 2009

• FSA 2009/67: Treaty of Lisbon (Consequential Handbook Amendments) Instrument 2009

  Chapter: Glossary, PRIN, SYSC, GENPRU, BIPRU, INSPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, MAR, TC, SUP, DEPP, DISP, COLL, ELM, REC, PR, DTR, GEN, LR, UNFCOG

  Effective Date: 27th November 2009

• FSA 2009/11: Collective Investment Schemes Sourcebook (Amendment No 4) Instrument 2009

  Chapter: COLL

  Effective Date: 26th February 2009

• FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

  Chapter: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG

  Effective Date: 25th September 2008

• FSA 2008/5: Collective Investment Schemes sourcebook (UCITS Eligible Assets Directive and other Amendments) Instrument 2008

  Chapter: Glossary, COLL

  Effective Date: 28th February 2008

• FSA 2007/25: New Collective Investment Schemes Sourcebook (Amendment No 2) Instrument 2007

  Chapter: COLL

  Effective Date: 26th April 2007

• FSA 2006/47: New Collective Investment Schemes Sourcebook (OTC Derivative Requirements and other Miscellaneous Amendments) Instrument 2006

  Chapter: Glossary, COLL

  Effective Date: 25th October 2006

• FSA 2006/34: New Collective Investment Schemes Sourcebook (Dual Pricing) Instrument 2006

  Chapter: Glossary, COLL

  Effective Date: 28th September 2006

• FSA 2006/5: Collective Investment Schemes Sourcebooks (Miscellaneous Amendments) Instrument 2006

  Chapter: Glossary, CIS, COLL

  Effective Date: 23rd February 2006

• FSA 2005/8: Collective Investment Schemes Sourcebook (Use of Financial Derivative Instruments for UCITS) Instrument 2005

  Chapter: CIS, COLL

  Effective Date: 20th January 2005