To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 1st April 2004
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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 1st April 2004
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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 1st April 2004
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COLL 6.3 Valuation and pricing
Chapter: Operating duties and responsibilities
Effective Date: 1st April 2004
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COLL 8.5 Powers and responsibilities
Chapter: Qualified investor schemes
Effective Date: 1st April 2004
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COLL 6.9 Independence, names and UCITS business restrictions
Chapter: Operating duties and responsibilities
Effective Date: 1st April 2004
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COLL 8.4 Investment and borrowing powers
Chapter: Qualified investor schemes
Effective Date: 1st April 2004
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COLL 5.5 Cash, borrowing, lending and other provisions
Chapter: Investment and borrowing powers
Effective Date: 1st April 2004
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COLL 5.3 Derivative exposure
Chapter: Investment and borrowing powers
Effective Date: 1st April 2004
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SYSC 4.1 Application and purpose
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 21st March 2002
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SUP App 3.9 Mapping of the Investment Services Directive and Banking Consolidation Directive to the Regulated Activities Order
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004