COLL 4.2 - Rule-making and Amending Instruments

• FCA 2024/28: Dormant Assets (Collective Investment Schemes and Client Money) Instrument 2024

  Chapter: Glossary, CASS, FEES, DISP, COLL, PERG

  Effective Date: 2nd August 2024

• FCA 2024/10: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2024

  Chapter: Glossary, COLL

  Effective Date: 2nd April 2024

• FCA 2023/39: Sustainability Labelling and Disclosure of Sustainability-Related Financial Information Instrument 2023

  Chapter: Glossary, COBS, ICOBS, BCOBS, FUND, CONC, MCOB, COLL, CMCOB, ESG, FPCOB, PRIN, PROD

  Effective Date: 28th November 2023

• FCA 2021/17: Collective Investment Schemes Sourcebook (Bearer Certificates) Instrument 2021

  Chapter: Glossary, COBS, FUND, COLL

  Effective Date: 30th April 2021

• FCA 2019/90: Non-UCITS Retail Schemes Investing in Illiquid Assets Instrument 2019

  Chapter: Glossary, COBS, COLL

  Effective Date: 30th September 2019

• FCA 2019/6: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2019

  Chapter: Glossary, COBS, COLL

  Effective Date: 4th February 2019

• FCA 2018/37: Money Market Funds Regulation Instrument 2018

  Chapter: Glossary, FEES, COLL

  Effective Date: 11th July 2018

• FCA 2018/17: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2018

  Chapter: COLL

  Effective Date: 5th April 2018

• FCA 2016/59: Disclosure Documents (Amendment No 2) Instrument 2016

  Chapter: MCOB, GEN, COBS, ICOBS, COLL

  Effective Date: 27th September 2016

• FCA 2016/66: Collective Investment Schemes Sourcebook (Amendment No 9) Instrument 2016

  Chapter: Glossary, COLL, FUND

  Effective Date: 23rd September 2016

• FCA 2016/65: Investment Funds (Securities Financing Transactions) Instrument 2016

  Chapter: Glossary, FUND, COLL

  Effective Date: 23rd September 2016

• FCA 2016/48: Handbook Administration (No 42) Instrument 2016

  Chapter: Glossary, MAR, SUP, DISP, SYSC, MIPRU, BIPRU, DEPP, FUND, COBS, FEES, MCOB, COLL

  Effective Date: 29th July 2016

• FCA 2016/4: UCITS V Directive Instrument 2016

  Chapter: Glossary, IPRU-INV, SUP, CASS, SYSC, COLL, FUND

  Effective Date: 3rd February 2016

• FCA 2014/43: Collective Investment Schemes Sourcebook (Exchange Traded Funds) Instrument 2014

  Chapter: COLL

  Effective Date: 26th June 2014

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FCA 2013/57: Collective Investment Schemes Sourcebook (Amendment No 8) Instrument 2013

  Chapter: SYSC, COLL

  Effective Date: 25th July 2013

• FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

  Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

  Effective Date: 27th June 2013

• FCA 2013/40: FCA Handbook Designation (Correction) Instrument 2013

  Chapter: BIPRU, PRIN, IPRU-INS, IPRU-FSOC, FEES, COBS, SUP, COLL, BSOG, PR, DTR, FC, PERG

  Effective Date: 25th April 2013

• FSA 2012/44: Handbook Administration (No 27) Instrument 2012

  Chapter: Glossary, ICOBS, MCOB, SUP, COMP, COLL, LR, PR

  Effective Date: 27th September 2012

• FSA 2012/25: Collective Investment Schemes Sourcebook (Master-Feeder) Instrument 2012

  Chapter: Glossary, COBS, COLL

  Effective Date: 26th April 2012

• FSA 2011/76: Collective Investment Schemes Sourcebook (ICVC Sub-funds) Instrument 2011

  Chapter: Glossary, COLL

  Effective Date: 21st December 2011

• FSA 2011/39: UCITS IV Directive Instrument 2011

  Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG

  Effective Date: 1st July 2011

• FSA 2011/38: Money Market Funds Instrument 2011

  Chapter: Glossary, COBS, COLL

  Effective Date: 23rd June 2011

• FSA 2010/40: Handbook Administration (No 19) Instrument 2010

  Chapter: Glossary, SYSC, COND, FIT, GEN, GENPRU, BIPRU, MCOB, SUP, DISP, COLL, LR, PERG

  Effective Date: 23rd September 2010

• FSA 2010/5: Funds of Alternative Investment Funds Instrument 2010

  Chapter: Glossary, COLL

  Effective Date: 25th February 2010

• FSA 2009/44: Collective Investment Schemes Sourcebook (Single Sub-Fund Umbrellas) Instrument 2009

  Chapter: Glossary, COLL

  Effective Date: 23rd July 2009

• FSA 2009/5: Collective Investment Schemes Sourcebook (Electronic Communications) Instrument 2009

  Chapter: Glossary, COLL

  Effective Date: 22nd January 2009

• FSA 2008/28: Collective Investment Schemes Sourcebook (Property Authorised Investment Funds) Instrument 2008

  Chapter: Glossary, COLL

  Effective Date: 22nd May 2008

• FSA 2008/19: Handbook Administration (No 9) Instrument 2008

  Chapter: Glossary, IPRU-FSOC, COBS, ICOBS, CASS, SUP, DISP, COLL, RCB, PERG

  Effective Date: 24th April 2008

• FSA 2008/5: Collective Investment Schemes sourcebook (UCITS Eligible Assets Directive and other Amendments) Instrument 2008

  Chapter: Glossary, COLL

  Effective Date: 28th February 2008

• FSA 2007/71: Collective Investment Schemes Sourcebook (Amendment No 3) Instrument 2007

  Chapter: Glossary, COLL

  Effective Date: 6th December 2007

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007

• FSA 2007/55: Collective Investment Schemes Sourcebook (Qualifying Money Market Funds and Miscellaneous Amendments) Instrument 2007

  Chapter: COLL

  Effective Date: 27th September 2007

• FSA 2007/25: New Collective Investment Schemes Sourcebook (Amendment No 2) Instrument 2007

  Chapter: COLL

  Effective Date: 26th April 2007

• FSA 2006/47: New Collective Investment Schemes Sourcebook (OTC Derivative Requirements and other Miscellaneous Amendments) Instrument 2006

  Chapter: Glossary, COLL

  Effective Date: 25th October 2006

• FSA 2006/34: New Collective Investment Schemes Sourcebook (Dual Pricing) Instrument 2006

  Chapter: Glossary, COLL

  Effective Date: 28th September 2006

• FSA 2006/5: Collective Investment Schemes Sourcebooks (Miscellaneous Amendments) Instrument 2006

  Chapter: Glossary, CIS, COLL

  Effective Date: 23rd February 2006