COLL 3.2 - Rule-making and Amending Instruments

• FCA 2024/28: Dormant Assets (Collective Investment Schemes and Client Money) Instrument 2024

  Chapter: Glossary, CASS, FEES, DISP, COLL, PERG

  Effective Date: 2nd August 2024

• FCA 2021/17: Collective Investment Schemes Sourcebook (Bearer Certificates) Instrument 2021

  Chapter: Glossary, COBS, FUND, COLL

  Effective Date: 30th April 2021

• FCA 2016/66: Collective Investment Schemes Sourcebook (Amendment No 9) Instrument 2016

  Chapter: Glossary, COLL, FUND

  Effective Date: 23rd September 2016

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FCA 2013/57: Collective Investment Schemes Sourcebook (Amendment No 8) Instrument 2013

  Chapter: SYSC, COLL

  Effective Date: 25th July 2013

• FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

  Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

  Effective Date: 27th June 2013

• FSA 2012/25: Collective Investment Schemes Sourcebook (Master-Feeder) Instrument 2012

  Chapter: Glossary, COBS, COLL

  Effective Date: 26th April 2012

• FSA 2011/76: Collective Investment Schemes Sourcebook (ICVC Sub-funds) Instrument 2011

  Chapter: Glossary, COLL

  Effective Date: 21st December 2011

• FSA 2011/39: UCITS IV Directive Instrument 2011

  Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG

  Effective Date: 1st July 2011

• FSA 2010/5: Funds of Alternative Investment Funds Instrument 2010

  Chapter: Glossary, COLL

  Effective Date: 25th February 2010

• FSA 2009/50: Companies Act 2006 (Consequential Handbook Amendments No 3) Instrument 2009

  Chapter: Glossary, COND, GEN, GENPRU, IPRU-FSOC, IPRU-INS, IPRU-INV, MCOB, MAR, SUP, COLL, CRED, LR, DTR, BSOG, PERG

  Effective Date: 24th September 2009

• FSA 2009/44: Collective Investment Schemes Sourcebook (Single Sub-Fund Umbrellas) Instrument 2009

  Chapter: Glossary, COLL

  Effective Date: 23rd July 2009

• FSA 2008/28: Collective Investment Schemes Sourcebook (Property Authorised Investment Funds) Instrument 2008

  Chapter: Glossary, COLL

  Effective Date: 22nd May 2008

• FSA 2008/19: Handbook Administration (No 9) Instrument 2008

  Chapter: Glossary, IPRU-FSOC, COBS, ICOBS, CASS, SUP, DISP, COLL, RCB, PERG

  Effective Date: 24th April 2008

• FSA 2007/71: Collective Investment Schemes Sourcebook (Amendment No 3) Instrument 2007

  Chapter: Glossary, COLL

  Effective Date: 6th December 2007

• FSA 2007/55: Collective Investment Schemes Sourcebook (Qualifying Money Market Funds and Miscellaneous Amendments) Instrument 2007

  Chapter: COLL

  Effective Date: 27th September 2007

• FSA 2004/74: New Collective Investment Schemes Sourcebook (Introduction of Northern Ireland OEICs) (Amendment) Instrument 2004

  Chapter: COLL, Glossary

  Effective Date: 16th September 2004