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COLL 13.1 Introduction

Application

COLL 13.1.1RRP

This chapter applies to:

  1. (1)

    the authorised fund manager of a feeder NURS;

  2. (2)

    an ICVC that is a feeder NURS;

  3. (3)

    the authorised fund manager of a UCITS scheme or non-UCITS retail scheme which operates as a qualifying master scheme to a feeder NURS; and

  4. (4)

    (in the case of COLL 13.2.6 R (Inducements) only) any person acting on behalf of either the feeder NURS or the authorised fund manager of the feeder NURS.

Purpose

COLL 13.1.2GRP

This chapter sets out various obligations, additional to those found elsewhere in the Handbook, that persons listed in COLL 13.1.1 R must comply with in relation to the operation of a feeder NURS and its qualifying master scheme.