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  • Home
  • FCA Handbook
  • COLL
  • COLL 11
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More Resources:

External link Authorisation application packs should be submitted via the ONA system
External link Systems and Reporting
External link Waivers

COLL - Forms

  • Application for an order declaring an overseas collective investment scheme to be recognised

    Chapter: COLL

    Effective Date: 8th November 2013

  • Notification Letter

    Chapter: COLL

    Effective Date: 1st July 2011

  • Application for an order declaring an overseas collective investment scheme to be recognised

    Chapter: COLL

    Effective Date: 1st April 2013

  • Joint application for an order declaring a unit trust scheme to be authorised

    Chapter: Form 283a

    Effective Date: 26th February 2016

  • form_12_20130607.doc

    Chapter: Form 12

    Effective Date: 26th February 2016

  • Joint application for an order declaring a contractual scheme to be authorised

    Chapter: COLL

    Effective Date: 8th November 2013

  • Joint application for an order declaring a unit trust scheme to be authorised

    Chapter: COLL

    Effective Date: 1st July 2011

  • Joint application for an order declaring a unit trust scheme to be authorised

    Chapter: COLL

    Effective Date: 7th June 2013

  • Joint application for an order declaring a contractual scheme to be authorised

    Chapter: COLL

    Effective Date: 1st July 2013

  • Joint application for an order declaring a unit trust scheme to be authorised

    Chapter: COLL

    Effective Date: 1st June 2013

  • Notification Letter

    Chapter: COLL

    Effective Date: 1st April 2013

  • Joint application for an order declaring a unit trust scheme to be authorised

    Chapter: COLL

    Effective Date: 8th November 2013

  • Joint application for an order declaring a unit trust scheme to be authorised

    Chapter: Form 12

    Effective Date: 26th February 2016

  • Joint application for an order declaring a unit trust scheme to be authorised

    Chapter: COLL

    Effective Date: 1st April 2013

  • Notification of certain changes for an investment company with variable capital (ICVC) under regulation 21 of the Open-Ended Investment Companies Regulations 2001

    Chapter: COLL

    Effective Date: 1st July 2011

  • Notification of certain changes for an investment company with variable capital (ICVC) under regulation 21 of the Open-Ended Investment Companies Regulations 2001

    Chapter: COLL

    Effective Date: 7th June 2013

  • Form 283A - Application for approval of certain changes for a UCITS scheme under section 283A of the Financial Services and Markets Act 2000

    Chapter: COLL

    Effective Date: 8th November 2013

  • Notification of proposed changes for an Authorised Unit Trust under section 252A of the Financial Services and Markets Act 2000

    Chapter: COLL

    Effective Date: 1st July 2011

  • Notification of certain changes to UCITS recognised under section 264 of the Financial Services and Markets Act 2000

    Chapter: COLL

    Effective Date: 8th November 2013

  • Notification of certain changes for an authorised unit trust (AUT) under section 251 of the Financial Services and Markets Act

    Chapter: COLL

    Effective Date: 1st July 2011

More...
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