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COLL 10 Annex 2 Application and notification fees payable

COLL 10 Annex 2R

Table

Legislative provision

Nature and purpose of fee

Payable by

Amount of fee

Umbrella scheme factor (note 1)

Regulation 12 of the OEIC Regulations

On application for an order declaring a scheme to be an ICVC, where the scheme is:

An applicant

(Note 2)

2

- UCITS scheme

£1,200

- non-UCITS retail scheme

£1,500

- qualified investor scheme

£2,400

Section 242 of the Act

On application for an order declaring a scheme to be an AUT, where the scheme is:

An applicant

(Note 2)

2

- UCITS scheme

£1,200

- non-UCITS retail scheme

£1,500

- qualified investor scheme

£2,400

Section 264 of the Act

On giving notice under section 264 of the Act

The operator

(Note 3)

£600

2

Section 270 of the Act

On giving notice under section 270 of the Act

The operator

(Note 3)

£600

2

Section 272 of the Act

On application for an order declaring a scheme to be an individually recognised overseas scheme.

An applicant

(Note 2)

£14,000

2

Notes:

(1) For an umbrella scheme the fee is multiplied by the factor shown in final column of the table.

(2) The fee must accompany the application.

(3) The fee must accompany the notice.