Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:

Alternative versions

  1. Point in time
    2020-03-04

COCON 2.2 1Senior manager conduct rules

COCON 2.2.1RRP

SC1: You must take reasonable steps to ensure that the business of the firm for which you are responsible is controlled effectively.

COCON 2.2.2RRP

SC2: You must take reasonable steps to ensure that the business of the firm for which you are responsible complies with the relevant requirements and standards of the regulatory system.

COCON 2.2.3RRP

SC3: You must take reasonable steps to ensure that any delegation of your responsibilities is to an appropriate person and that you oversee the discharge of the delegated responsibility effectively.

COCON 2.2.4RRP

SC4: You must disclose appropriately any information of which the FCA or PRA would reasonably expect notice.