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You are viewing the version of the document as on 2021-11-03.

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    2021-11-03

COCON 2.1 1Individual conduct rules

COCON 2.1.1RRP

Rule 1: You must act with integrity.

COCON 2.1.2RRP

Rule 2: You must act with due skill, care and diligence.

COCON 2.1.3RRP

Rule 3: You must be open and cooperative with the FCA, the PRA and other regulators.

COCON 2.1.4RRP

Rule 4: You must pay due regard to the interests of customers and treat them fairly.

COCON 2.1.5RRP

Rule 5: You must observe proper standards of market conduct.