COBS Sch 2 Notification requirements
1Handbook reference |
Matters to be notified |
Contents of notification |
Trigger event |
Time allowed |
Appointment of policyholder advocate. |
The terms on which the firm proposes to appoint a policyholder advocate. |
Proposal to appoint policyholder advocate. |
As soon as reasonably practicable |
|
Breach of COBS 21.3.5 R |
Any failure to meet the requirements of COBS 21.3.5 R |
Breach of COBS 21.3.5 R |
As soon as the firm becomes aware of the failure |