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  2. Point in time
    2011-12-31

COBS Sch 2 Notification requirements

COBS Sch 2.1G

1Handbook reference

Matters to be notified

Contents of notification

Trigger event

Time allowed

COBS 20.2.45 R

Appointment of policyholder advocate.

The terms on which the firm proposes to appoint a policyholder advocate.

Proposal to appoint policyholder advocate.

As soon as reasonably practicable

COBS 21.2.8 R

Breach of COBS 21.3.5 R

Any failure to meet the requirements of COBS 21.3.5 R

Breach of COBS 21.3.5 R

As soon as the firm becomes aware of the failure