COBS 9.5 - Rule-making and Amending Instruments

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2015/28: Pension Transfers and Conversions Instrument 2015

  Chapter: Glossary, COBS, SUP, DISP, PERG

  Effective Date: 8th June 2015

• FOS 2015/4: Pension Transfers and Conversions Instrument 2015

  Chapter: Glossary, COBS, SUP, DISP, PERG

  Effective Date: 3rd June 2015

• FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

  Chapter: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG

  Effective Date: 25th September 2008

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007

• FSA 2007/35: Handbook Administration (No 6) Instrument 2007

  Chapter: Glossary, PRIN, BIPRU, IPRU-INS, IPRU-INV, COBS, SUP

  Effective Date: 28th June 2007

• FSA 2001/31: Conduct of Business Sourcebook (Amendment) Instrument 2001

  Chapter: COB

  Effective Date: 20th September 2001