COBS 4 Annex 4 Self-certified sophisticated investor statement

1This Annex belongs to COBS 4.12A.22R and COBS 4.12B.40R.

Firms must omit the notes and square brackets which appear in the following form of certificate.

Note 1: The firm must insert the type of investment in relation to which the client wishes to be categorised for the purpose of receiving financial promotions.