COBS 4 Annex 3 Certified sophisticated investor statement
COBS 4 Annex 3RR
1This Annex belongs to COBS 4.12A.22R and COBS 4.12B.39R.
Firms must omit the notes and square brackets which appear in the following form of certificate.
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Note 1: The firm must insert the type of investment in relation to which the client wishes to be categorised for the purpose of receiving financial promotions.