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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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    2007-12-14

COBS 4.4 Compensation information

COBS 4.4.1RRP

A firm must ensure that any reference in advertising to an investor compensation scheme established under the Investor Compensation Directive is limited to a factual reference to the scheme.

[Note: article 10(3) of the Investor Compensation Directive]

COBS 4.4.2G

The Credit Institutions (Protection of Deposits) Regulations 1995 may also apply in relation to a communication with a client.