COBS 3.2 - Rule-making and Amending Instruments

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013

  Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG

  Effective Date: 27th June 2013

• FSA 2011/20: Child Trust Funds (Amendment) Instrument 2011

  Chapter: Glossary, COBS

  Effective Date: 24th March 2011

• FSA 2008/33: Handbook Administration (No 10) Instrument 2008

  Chapter: Glossary, SYSC, FEES, MIPRU, COBS, ICOBS, DISP, COMP, LR

  Effective Date: 24th July 2008

• FSA 2007/56: Handbook Administration (No 7) Instrument 2007

  Chapter: Glossary, COND, FIT, GEN, FEES, IPRU-INV, COB, COBS, ICOB, MAR, SUP, DEPP, COMP, CRED, ELM, PROF, REC, LR, PR, DTR, PERG

  Effective Date: 27th September 2007

• FSA 2007/11: Takeover Bids Directive (Consequential Amendments) Instrument 2007

  Chapter: Glossary, IPRU-INV, COB, MAR, SUP, ENF

  Effective Date: 25th January 2007

• FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006

  Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO

  Effective Date: 25th October 2006

• FSA 2005/32: Perimeter Guidance (Handbook Amendment) Instrument 2005

  Chapter: Glossary, COB, ICOB, MCOB, AUTH, COLL

  Effective Date: 16th June 2005

• FSA 2005/14: Conduct of Business Sourcebook (Amendment No 21) Instrument 2005

  Chapter: COB

  Effective Date: 17th March 2005

• FSA 2004/89: Depolarisation Instrument 2004

  Chapter: GEN, COB, ICOB, MCOB, CASS, TC, AUTH, SUP, DISP, CRED, PROF, Glossary

  Effective Date: 18th November 2004

• FSA 2004/90: Basic Advice on Stakeholder Products Instrument 2004

  Chapter: PRIN, COB, TC, AUTH, SUP, Glossary

  Effective Date: 18th November 2004

• FSA 2004/88: Child Trust Funds Instrument 2004

  Chapter: IPRU-INV, PRU, COB, TC, SUP, AUTH, CRED, Glossary

  Effective Date: 18th November 2004

• FSA 2004/67: Distance Marketing Directive (Amendment) Instrument 2004

  Chapter: COB, CASS, CRED, ECO, PROF, Glossary

  Effective Date: 16th September 2004

• FSA 2004/7: Conduct of Business Sourcebook (Consequential Amendments on Introduction of ICOB) Instrument 2004

  Chapter: COB

  Effective Date: 15th January 2004

• FSA 2004/3: Conduct of Business Sourcebook (Amendment No.15) Instrument 2004

  Chapter: COB, Glossary

  Effective Date: 15th January 2004

• FSA 2003/72: Mortgages: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2003

  Chapter: GEN, COB, TC, ML, AUTH, DISP, COMP, ECO, ELM, PROF, EMPS, FREN, OMPS, SERV, Reader's guide, Reader's Short Guide, Glossary

  Effective Date: 15th October 2003

• FSA 2003/1: Statutory Status Disclosure Instrument 2003

  Chapter: AUTH, COB, CRED, ECO, GEN, Glossary, PROF

  Effective Date: 16th January 2003

• FSA 2002/53: Conduct of Business Sourcebook (Amendment No 8) Instrument 2002

  Chapter: COB, Glossary

  Effective Date: 19th September 2002

• FSA 2002/43: Conduct of Business Sourcebook (Amendment No 7) Instrument 2002

  Chapter: COB, Glossary

  Effective Date: 18th July 2002

• FSA 2002/34: Financial Promotion Guidance Instrument 2002

  Chapter: AUTH, COB, Glossary, PROF

  Effective Date: 16th May 2002

• FSA 2001/58: Conduct of Business Sourcebook (Amendment No 3) Instrument 2001

  Chapter: COB

  Effective Date: 15th November 2001

• FSA 2001/31: Conduct of Business Sourcebook (Amendment) Instrument 2001

  Chapter: COB

  Effective Date: 20th September 2001