Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  3. Point in time
    2019-04-02

COBS 18.9 1ICVCs

COBS 18.9.1RRP
12
  1. (1)

    The financial promotion rules in COBS apply to an ICVC, except that COBS 4.13 (UCITS) applies only to an ICVC that is a UCITS scheme.2

  2. (2)

    COBS 14.2 (Providing product information to clients) applies to an ICVC that is a UCITS scheme.2

COBS 18.9.2GRP

Firms should note that the operator of an ICVC when it is undertaking scheme management activity will be subject to:3

  1. (1)

    3COBS 18.5.2R if the operator is a small authorised UK AIFM; or

  2. (2)

    3COBS 18.5A.3R if the operator is a full-scope UK AIFM or an incoming EEA AIFM branch; or

  3. (3)

    3COBS 18.5B.2R if the operator is a UCITS management company.