COBS 18.7 1Depositaries
1Only the COBS provisions in the table apply to a depositary when acting as such, when carrying on business which is not MiFID or equivalent third country business:
COBS |
Description |
2.1 |
Acting honestly, fairly and professionally |
2.3 |
Inducements, except COBS 2.3.1 R (2)(b) and COBS 2.3.2 R |
4 |
Communication to clients including financial promotions, but only in relation to communicating or approving a financial promotion |
11.7 |
Personal account dealing |