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You are viewing the version of the document as on 2023-04-28.

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    2023-04-28

COBS 12.1 Purpose and application

Purpose

COBS 12.1.1GRP

1The purpose of this chapter is to:2

  1. (1)

    2set out specific requirements 2relating to the production and dissemination of investment research and non-independent research; and

  2. (2)

    3provide guidance on matters in the 3Market Abuse Regulation relating to the disclosures to be made in, and about, 3investment recommendations.

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Application: Who?

COBS 12.1.2RRP

This chapter applies 2to a firm.2

  1. (1)

    2[deleted]

  2. (2)

    2[deleted]

Application: Where?

COBS 12.1.3GRP

[deleted]5

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