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FCA Handbook
COBS
COBS 10
COBS 10.6 When a firm need not assess appropriaten...

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View COBS 10.6 as PDF
Updated: 06/12/24

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Updated: 06/12/24

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COBS 10.6 When a firm need not assess appropriateness

COBS 10.6.1G01/11/2007RP

A firm need not assess appropriateness if it is receiving or transmitting an order in relation to which it has assessed suitability under COBS 9 (Suitability (including basic advice)).

COBS 10.6.2G03/01/2018RP

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