COB Sch 4 Powers Exercised
The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in COB: |
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Section 118(8) (Market abuse) |
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Section 138 (General rule-making power) |
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Section 139 (4) (Miscellaneous ancillary matters) |
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Section 145 (Financial promotion rules) |
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Section 147 (Control of information rules) |
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Section 149 (Evidential provisions) |
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Section 156 (General supplementary powers) |
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Section 238(5) (Restrictions on promotion) |
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Section 247 (Trust scheme rules) |
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Regulation 6(1) of The Open-Ended Investment Companies Regulations 2001 |
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The following powers in the Act have been exercised by the FSA to give the guidance in COB: |
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