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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  2. Point in time
    2011-01-06

COAF Sch 4 Powers exercised

COAF Sch 4.1G

The following powers and related provisions in or under the Act have been exercised by the FSA to make the Complaints against the FSA Scheme:

1Section 157(1) (Guidance)

Paragraphs 7 (Arrangements for the investigation of complaints) and 8 (Investigation of complaints) of Schedule 1 (The Financial Services Authority) to the Act

Article 2(2) (Appointed days) of the Financial Services and Markets Act 2000 (Commencement No. 4 and Transitional Provisions) Order 2001 SI 2001/2364)

Article 18 (Transitional complaints against the Authority etc.) of the Financial Services and Markets Act 2000 (Transitional Provisions) (Ombudsman Scheme and Complaints Scheme) Order 2001 (SI 2001/2326)