CIS Sch 4 Powers Exercised
The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in CIS: |
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1. |
Section 138 (General rule-making power) |
2. |
Section 140 (Restriction on managers of authorised unit trust schemes) |
3. |
Section 156 (General supplementary powers) |
4. |
Section 247 (trust scheme rules) |
5. |
Section 248 (Scheme particulars rules) |
6. |
Section 278 (Rules as to scheme particulars) |
7. |
Section 283 (Facilities and information in UK) |
8. |
Section 340 (appointment) |
9. |
Paragraph 17(1) of Schedule 1 (fees) |
10. |
Regulation 6 (FSA rules) of the OEIC regulations |
The Following powers in the Act have been exercised by the FSA to give the guidance in CIS |
|
11. |
Section 157(1) (Guidance) |
The Following powers in the Act have been exercised by the FSA in CIS to specify and direct: |
|
12. |
Section 270(6)(b) |
13. |
Section 274(2), (4) and (5)1 |