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  1. Point in time
    2006-11-01

CIS 12.1 Introduction

Application

CIS 12.1.1R

The rules and guidance in this chapter apply in accordance with CIS 12.1.3 R (Table of application).

Purpose

CIS 12.1.2G

This chapter provides additional rules for certain categories of scheme so as to recognise some of their special characteristics and to further the regulatory objective relating to the protection of consumers by providing detailed procedures for such specialist funds. In some cases these special rules adapt rules elsewhere in this sourcebook.

CIS 12.1.3R

Table of application

This table belongs to CIS 12.1.1 R

Paragraph or section number

ICVC

ACD

Any other directors of an ICVC

Depositary of an ICVC

Manager

Trustee

12.2

X

X

12.3.1R

X

X

12.3.2R

X

X

X

X

12.3.3R

X

X

12.3.4R

X

X

12.4

X

X

12.5.1R

X

X

X

X

X

X

12.5.2R

X

X

X

X

12.5.3R

X

X

12.5.4R

X

X

X

X

X

12.5.5R

X

X

12.5.6

X

X

X

X

X

X

12.5.7

X

X

X

X

X

X

12.5.8

X

X

X

X

X

X

Note: "X" means applies.