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FCA Handbook
CIS
CIS 12
CIS 12.1 Introduction

CIS 12.1 Introduction

Application

CIS 12.1.1R01/12/2004

The rules and guidance in this chapter apply in accordance with CIS 12.1.3 R (Table of application).

Purpose

CIS 12.1.2G01/12/2004

This chapter provides additional rules for certain categories of scheme so as to recognise some of their special characteristics and to further the regulatory objective relating to the protection of consumers by providing detailed procedures for such specialist funds. In some cases these special rules adapt rules elsewhere in this sourcebook.

CIS 12.1.3R01/12/2004

Table of application

This table belongs to CIS 12.1.1 R

Paragraph or section number	ICVC	ACD	Any other directors of an ICVC	Depositary of an ICVC	Manager	Trustee
12.2		X			X
12.3.1R		X			X
12.3.2R		X		X	X	X
12.3.3R		X			X
12.3.4R		X			X
12.4		X			X
12.5.1R	X	X	X	X	X	X
12.5.2R		X		X	X	X
12.5.3R		X			X
12.5.4R	X		X	X	X	X
12.5.5R		X	X
12.5.6	X	X	X	X	X	X
12.5.7	X	X	X	X	X	X
12.5.8	X	X	X	X	X	X
Note: "X" means applies.