CASS TP 1 Transitional Provisions
CASS TP 1.1
(1) |
(2) Material to which the transitional provision applies |
(3) |
(4) Transitional provision |
(5) Transitional provision: dates in force |
(6) Handbook provision: coming into force |
|
1 |
R |
[deleted]5 5 |
5 | 5 | ||
2 |
R |
Expired4 4 |
4 | 4 | ||
G |
Expired4 4 |
|||||
2A4 |
G |
[deleted]5 5 |
||||
32 |
R2 |
Apply in relation to money (and where appropriate designated investments) held by a firm on 14 January 2005 (being money or designated investments to which CASS 5.1 to CASS 5.6 would not otherwise apply) to the extent that such money (or designated investments) relate to business carried on before 14 January 2005 and which would, if conducted on or after 14 January 2005, be an insurance mediation activity.23 |
14 January 20052 |
2
3
|||
42 |
R2 |
Expired10 10 |
10 | 10 | 2 3||
53 |
R3 |
Expired10 10 |
10 | 10 | 3||
63 |
R3 |
Expired10 10 |
9 | 9 | 3||
73 |
R3 |
Expired10 10 |
10 | 10 | 3||
68 |
11 | 8 | 811 | 811 | ||
118A |
R |
The rules listed in column (2) do not apply in relation to agreements executed before 1 April 2012. |
1 April 2012 until 30 September 2012 |
1 April 201211 |
||
G |
Notwithstanding the operation of CASS TP 1.1R(8A), a firm should as soon as reasonably practicable modify its agreement with that third party so as to meet the requirements of CASS 6.3.5 R to CASS 6.3.8 R. |
|||||
79 |
11 | [deleted]11 1111 |
811 | 811 | ||
11 | 11 | |||||
710 |
11 | [deleted]11 11 |
811 | 811 | ||
11 | 11 |