Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2010-07-06

CASS Sch 4 Powers exercised

CASS Sch 4.1G

1

The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in CASS:

Section 138 (General rule-making power)

Section 139(1) (Miscellaneous ancillary matters)

Section 149 (Evidential provisions)

Section 156 (General supplementary powers)
CASS Sch 4.2G

The following powers in the Act have been exercised by the FSA to give the guidance in CASS:

Section 157(1) (Guidance)