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You are viewing the version of the document as on 2023-11-06.

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    2023-11-06

CASS 1.3 General application: where?

CASS 1.3.1GRP

The rules in CASS 1.3 set out the maximum territorial scope of this sourcebook. Particular rules3 may have express territorial limitations.

UK establishments: general

CASS 1.3.2RRP

CASS 1 to CASS 13 apply3 to every firm, in relation to regulated activities carried on by it from an establishment in the United Kingdom.

CASS 1.3.2AG

3The territorial scope of CASS 14 is set out at CASS 14.1.6R.

CASS 1.3.3RRP

[deleted] 2

CASS 1.3.4RRP

[deleted] 2

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