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  1. Point in time
    2006-07-07

AUTH 3.24 Specific obligations: applicants wishing to operate an ATS

AUTH 3.24.1G

If an applicant who wishes to operate an ATS intends to assume responsibility for the clearing or settlement of transactions effected using the ATS, the applicant should provide sufficient information with its application to demonstrate that it has adequate arrangements in place to ensure efficient clearing or settlement (as the case may be) of the transactions.1