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  1. Point in time
    2006-07-07

AUTH 3.10 The FSA register

AUTH 3.10.1G
  1. (1)

    Section 347 of the Act (The record of authorised persons etc) requires the FSA to maintain a public record containing certain details about all firms, including information as to the services they hold themselves out as able to provide.

  2. (2)

    When the FSA grants an application for Part IV permission, it will update the FSA Register with a general description of the regulated activities the firm has permission to carry on.

  3. (3)

    The FSA register can be accessed at www.fsa.gov.uk.