Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2024-11-19.

Timeline guidance

Alternative versions

  1. Point in time
    2024-11-19

ATCS Sch 1 Recordkeeping requirements

ATCS Sch 1.1G

1The aim of the guidance in the following table is to give the reader a quick overall view of the relevant record-keeping requirements.

ATCS Sch 1.2G

1It is not a complete statement of those requirements and should not be relied on as if it were.

Handbook reference

Subject of record

When record must be made

Contents of record

Retention period

ATCS 9.1.4R(4)

Review required by ATCS 9.1.1R

Completion of review

Reason for undertaking review, conclusion and rationale for conclusion

Not specified