APER 1.1A 7Application
Who?
1APER applies to FCA-approved persons who are approved to perform a controlled function in SUP 10A (FCA Approved Persons in Appointed Representatives).5
3What?
- (1)
1APER applies to the performance by an approved person of FCA controlled functions in SUP 10A (FCA Approved Persons in Appointed Representatives5) (whether or not approval has been sought and granted).3
- (2)
APER also applies to the performance by an approved person of any other functions in relation to the carrying on of a regulated activity by their authorised approved person employer.3
- (3)
Subject to (4), APER does not apply to conduct to which COCON applies.3
- (4)
APER applies to conduct to which COCON does not apply under COCON 1.1.8AR (To what conduct does it apply?).3
- (5)
APER does not apply to conduct unless it is within the scope of section 64A of the Act (Rules of conduct).5
The functions described in APER 1.1A.2R 1are called accountable functions.
Where?
Coverage of APER
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