You are viewing the FCA Handbook Glossary as it appeared on 31/12/2020.

EEA registered tied agent

    a tied agent of a UK MiFID investment firm that is not an appointed representative and is not an FCA registered tied agent because it is established in an EEA State other than the United Kingdom.

Glossary Legal Instruments
Point In Time31/12/2020
31/12/2020
03/01/2018
01/04/2013
01/11/2007