You are viewing the FCA Handbook Glossary as it appeared on 01/05/2008.

introducing

    (in ICOB) the activity of effecting introductions carried on by a firm with permission for making arrangements with a view to deals in investments which are non-investment insurance contracts.

    (in COB) the activity of effecting mere introductions carried on by a firm with permission for making arrangements with a view to deals in investments.

Glossary Legal Instruments
Point In Time01/05/2008
01/05/2008
14/01/2005