581 - 600 of 820 items.
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Products covered by the reporting requirement in SUP 16.11
Chapter: SUP 16 Annex 20
Effective Date: 1st January 2015
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Mortgage Lenders and Administrators Return ('MLAR')
Chapter: 16 Annex 19A
Effective Date: 1st January 2015
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Notes for Completion of the Retail Mediation Activities Return ('RMAR')
Chapter: 16 Annex 18BG
Effective Date: 1st January 2015
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Notes for Completion of the Retail Mediation Activities Return ('RMAR')
Chapter: 16 Annex 18B
Effective Date: 31st December 2014
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Annual questionnaire for authorised professional firms
Chapter: SUP 16 Annex 9
Effective Date: 1st October 2014
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Guidance notes for completion of annual questionnaire for authorised professional firms in SUP 16 Annex 9R
Chapter: SUP 16 Annex 9A
Effective Date: 1st October 2014
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Notes for completion of Data Items relating to Consumer Credit activities
Chapter: SUP 16 Annex 38B
Effective Date: 1st October 2014
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Application form for a direction under section 60(3) of the CCA
Chapter: SUP 8A Annex 1
Effective Date: 27th August 2014
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AIFMD notification of senior personnel amendments or removal form
Chapter: SUP 15 Annex 6B
Effective Date: 27th August 2014
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Alternative Investment Fund Managers Directive (AIFMD) material change notification
Chapter: 15 Annex 6C
Effective Date: 27th August 2014
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Notice of sub-threshold AIFM exceeding AUM limit
Chapter: 15 Annex 6D
Effective Date: 27th August 2014
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EuSEF and EuVECA management and marketing notifications
Chapter: 15 Annex 6F
Effective Date: 27th August 2014
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Notes for Completion of the Retail Mediation Activities Return ('RMAR')
Chapter: 16 Annex 18B
Effective Date: 1st July 2014