41 - 60 of 481 items.
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Guidance notes for the MIF008 remuneration report in SUP 16 Annex 51R
Chapter: 16 Annex 52G
Effective Date: 27th October 2021
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FIN067 – Additional reporting for Collective Portfolio Management Investment firms (CPMIs)
Chapter: 16 Annex 25
Effective Date: 27th October 2021
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Form D Notification Changes to personal information application details and conduct breaches disciplinary action related to conduct
Chapter: 10C Annex 6R
Effective Date: 2nd June 2021
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SUP 6 Annex 6D (Cancellation of Part 4A Permission - Application Form)
Chapter: SUP 6 Annex 6D
Effective Date: 4th March 2021
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SUP 6 Annex 6D (Cancellation of Part 4A Permission - Application Form)
Chapter: SUP 6 Annex 6D
Effective Date: 4th March 2021
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Form E - Internal transfer of a person performing a controlled function for solo-regulated firms (including EEA and thrid country)
Chapter: 10C Annex 7D
Effective Date: 26th October 2020
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Long Form A – Solo-regulated firms (including EEA and third country)
Chapter: 10C Annex 3D
Effective Date: 26th October 2020
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Senior Managers Regime: Statement of Responsibilities
Chapter: 10C Annex 10D
Effective Date: 26th October 2020
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Short Form A – Solo-regulated firms (including EEA and third country)
Chapter: 10C Annex 3D
Effective Date: 26th October 2020
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FIN-APF Authorised Professional Firms Questionnaire Information about the firm's professional regulation
Chapter: 16 Annex 9
Effective Date: 1st October 2020
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Form E -Internal transfer of a person performing a controlled function for solo-regulated firms (including EEA and third country)
Chapter: 10C Annex 7D
Effective Date: 1st October 2020