221 - 240 of 801 items.
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FSA056 Authorised Payment Institution Capital Adequacy Return
Chapter: 16 Annex 27C
Effective Date: 31st May 2019
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Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: 6 Annex 5D
Effective Date: 1st April 2019
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Variation of Permission (VOP) Application Claims Management
Chapter: 6 Annex 5D
Effective Date: 1st April 2019
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Variation of Permission (VOP) Application Applications for Insurance Business, Banking, Electronic Money, Lloyd’s Market and Funeral Plan Providers
Chapter: 6 Annex 5D
Effective Date: 1st April 2019
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Variation of Permission (VOP) Application Home Finance Mediation and General Insurance Distribution Activities
Chapter: 6 Annex 5D
Effective Date: 1st April 2019
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Variation of Permission (VOP) Application Investment Business
Chapter: 6 Annex 5D
Effective Date: 1st April 2019
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Form C - Notice of ceasing to perform controlled functions including senior management functions
Chapter: 10C annex 5
Effective Date: 10th December 2018
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Senior Management Regime: Statement of Responsibilities
Chapter: 10C annex 5
Effective Date: 10th December 2018
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Senior Managers Regime: Statement of Responsibilities
Chapter: 10C annex 10
Effective Date: 10th December 2018
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Form J - Notification of Significant Changes in Responsibilities of a Person Performing a Senior Management Function
Chapter: 10C annex 9
Effective Date: 10th December 2018
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Long Form A – UK and Overseas Firms (not Incoming EEA) for MiFID authorisation applications
Chapter: 10C annex 3
Effective Date: 10th December 2018
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Form B - Notice to withdraw an application to perform controlled functions (including senior management functions)
Chapter: 10C annex 4
Effective Date: 10th December 2018
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Form B - Notice to withdraw an application to perform controlled functions (including senior management functions)
Chapter: 10C Annex 4R
Effective Date: 10th December 2018
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MIFID members of the management body and key function holders - Article 4 Information Form (SMR)
Chapter: 10C annex 11
Effective Date: 10th December 2018