Handbook Forms and Templates

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Interim Prudential Sourcebook Insurers

Chapter: IPRU-INS

Effective Date: 29th June 2018
Short Form A - UK and Overseas Firms (not Incoming EEA) Application to perform controlled function under the approved persons regime

Chapter: 10A

Effective Date: 29th June 2018
Senior Management Regime: Statement of Responsibilities (Third Country Relevant Authorised Persons only)

Chapter: 10C

Effective Date: 29th June 2018
Short Form A - Incoming EEA Only Application to perform controlled function under the approved persons regime

Chapter: 10A

Effective Date: 29th June 2018
Senior Management Regime: Statement of Responsibilities

Chapter: 10C

Effective Date: 29th June 2018
Reporting Fields

Chapter: 16 Annex 21

Effective Date: 29th June 2018
Retail Mediation Activities Return ('RMAR')

Chapter: 16 annex 18A

Effective Date: 1st April 2018
Notice of the termination of the operation of a branch or cessation of the use of a tied agent established in another EEA state in accordance with the Markets in Financial Instruments Directive (MiFID)

Chapter: 13 annex 1A

Effective Date: 23rd March 2018
Notice of intention to use a tied agent established in another EEA state or to amend the details of a tied agent established in another EEA state in accordance with the Markets in Financial Instruments Directive (MiFID) (tied agent passport notification)

Chapter: 13 annex 1A

Effective Date: 23rd March 2018
Notice of intention to establish a branch or change branch particulars in another EEA state in accordance with the Markets in Financial Instruments Directive (MiFID) (Branch passport notification)

Chapter: 13 annex 1A

Effective Date: 23rd March 2018
Notification to amend firm details

Chapter: 15 annex 3

Effective Date: 23rd March 2018
Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only

Chapter: 10C Annex 2

Effective Date: 23rd February 2018
Short Form A – EEA Relevant Authorised Persons Only

Chapter: 10C Annex 2

Effective Date: 23rd February 2018
Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only

Chapter: 10C Annex 2D

Effective Date: 23rd February 2018
Client Money and Asset Return (CMAR)

Chapter: 16 Annex 29AR

Effective Date: 22nd January 2018
REP017 Payments Fraud Report

Chapter: 16 Annex 27E

Effective Date: 13th January 2018
Small Payment Institution Return

Chapter: 16 Annex 28C

Effective Date: 13th January 2018
Form NOT003 AIS/PIS denial (notification by account servicing payment service providers under regulation 71)

Chapter: 15 Annex 10

Effective Date: 13th January 2018
Authorised electronic money institution questionnaire

Chapter: 16 Annex 30H

Effective Date: 13th January 2018
Small electronic money institution questionnaire

Chapter: 16 Annex 30J

Effective Date: 13th January 2018