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Annual questionnaire for authorised professional firms
Chapter: 16 Annex 9R
Effective Date: 1st October 2018
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Guidance notes for completion of annual questionnaire for authorised professional firms in SUP 16 Annex 9R
Chapter: SUP 16 Annex 9AG
Effective Date: 1st October 2018
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Short Form A – Large non-directive insurers only
Chapter: 10A Annex 4D
Effective Date: 1st October 2018
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Form E - Internal transfer of an approved person (small non-directive insurers only)
Chapter: 10A Annex 8D
Effective Date: 1st October 2018
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Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2D
Effective Date: 1st October 2018
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Long Form A – EEA Relevant Authorised Persons only
Chapter: 10C Annex 2D
Effective Date: 1st October 2018
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Form E - Internal transfer of an approved person (for large non-directive insurers only)
Chapter: 10A Annex 8D
Effective Date: 1st October 2018
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Long Form A – UK and Overseas Firms (not Incoming EEA)
Chapter: 10A
Effective Date: 1st October 2018
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Passporting Notification of intention to provide cross border services in another EEA state INSURANCE DISTRIBUTION DIRECTIVE
Chapter: 13 Annex 5R
Effective Date: 1st October 2018
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Passporting: Notification of intention to establish a branch in another EEA state
Chapter: 13 Annex 1R
Effective Date: 1st October 2018
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Form E - Internal transfer of an approved person (for Solvency II firms only)
Chapter: 10A Annex 8D
Effective Date: 1st October 2018
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Short Form A – UK and Overseas Firms (not Incoming EEA)
Chapter: 10A
Effective Date: 1st October 2018
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Long Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2D
Effective Date: 1st October 2018
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Add an appointed representative or tied agent form
Chapter: 12 annex 3
Effective Date: 1st October 2018
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Variation of Permission (VOP) Application Home Finance Mediation and General Insurance Distribution Activities
Chapter: 6 Annex 5D
Effective Date: 1st October 2018
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