Handbook Forms and Templates

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REP017 Payments Fraud Report

Chapter: 16 Annex 27E

Effective Date: 13th January 2018
Small Payment Institution Return

Chapter: 16 Annex 28C

Effective Date: 13th January 2018
Form NOT003 AIS/PIS denial (notification by account servicing payment service providers under regulation 71)

Chapter: 15 Annex 10

Effective Date: 13th January 2018
Authorised electronic money institution questionnaire

Chapter: 16 Annex 30H

Effective Date: 13th January 2018
Small electronic money institution questionnaire

Chapter: 16 Annex 30J

Effective Date: 13th January 2018
Form NOT002 Payment Account Service rejections or withdrawals (notification by credit institutions under regulation 105)

Chapter: 15 Annex 9

Effective Date: 13th January 2018
Form Notification of major operational or security incidents

Chapter: 15 Annex 11

Effective Date: 13th January 2018
Authorised Payment Institution Capital Adequacy Return

Chapter: 16 Annex 27C

Effective Date: 13th January 2018
MiFID Article 4 APER Information Form

Chapter: 10A annex 10

Effective Date: 3rd January 2018
MiFID Article 4 SMR Information Form

Chapter: 10C annex 7

Effective Date: 3rd January 2018
Add an appointed representative or tied agent form

Chapter: 12 Annex 3

Effective Date: 3rd January 2018
Short Form A - EEA Relevant Authorised Persons Only

Chapter: 10C Annex 2D

Effective Date: 8th December 2017
Notice of cancellation of a cross border services and activities passport or cessation of the use of a tied agent providing cross border services in another EEA State under the Markets in Financial Instruments Directive (MiFID)

Chapter: 13 Annex 2A

Effective Date: 4th December 2017
Tied agent passport notification

Chapter: 13 Annex 1A

Effective Date: 4th December 2017
Branch passport notification

Chapter: 13 Annex 1A

Effective Date: 4th December 2017
Investment services and activities passport notification

Chapter: 13 Annex 2

Effective Date: 4th December 2017
Notification of intention to establish a branch in another EEA state (excluding the Payment Services Directive and Electronic Money Directive)

Chapter: 13 Annex 1

Effective Date: 4th December 2017
Notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State under the Markets in Financial Instruments Directive (MiFID)

Chapter: 13 Annex 2

Effective Date: 4th December 2017
Notice of intention to cancel arrangements to facilitate the access to an MTF or an OTF from another EEA State in accordance with the Markets in Financial Instruments Directive (MiFID)

Chapter: 13 Annex 2A

Effective Date: 4th December 2017
Notice of the termination of the operation of a branch or cessation of the use of a tied agent established in another EEA state in accordance with the Markets in Financial Instruments Directive (MiFID)

Chapter: 13 Annex 1A

Effective Date: 4th December 2017