instrument-filters
Module
PRIN - Principles for Businesses
SYSC - Senior Management Arrangements, Systems and Controls
COCON - Code of Conduct
COND - Threshold Conditions
APER - Statements of Principle and Code of Practice for Approved Persons
FIT - The Fit and Proper test for Approved Persons
FINMAR - Financial Stability and Market Confidence Sourcebook
TC - Training and Competence
GEN - General Provisions
FEES - Fees Manual
GENPRU - General Prudential sourcebook
BIPRU - Prudential sourcebook for Banks, Building Societies and Investment Firms
IFPRU - Prudential sourcebook for Investment Firms
INSPRU - Prudential sourcebook for Insurers
MIFIDPRU - Prudential sourcebook for MiFID Investment Firms
MIPRU - Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries
UPRU - Prudential sourcebook for UCITS Firms
COB - Conduct of Business
COBS - Conduct of Business Sourcebook
ICOB - Insurance: Conduct of Business
ICOBS - Insurance: Conduct of Business sourcebook
MCOB - Mortgages: Conduct of Business Mortgages and Home Finance: Conduct of Business sourcebook
BCOBS - Banking: Conduct of Business sourcebook
CMCOB - Claims Management: Conduct of Business sourcebook
FPCOB - Funeral Plan: Conduct of Business sourcebook
CASS - Client Assets
MAR - Market Conduct
PRU - Integrated Prudential sourcebook
IPRU-FSOC - Interim Prudential sourcebook for friendly societies
IPRU-INS - Interim Prudential sourcebook for insurers
IPRU-INV - Interim Prudential sourcebook for investment businesses
IPRU-BANK - Interim Prudential sourcebook for banks
IPRU-BSOC - Interim Prudential sourcebook for building societies
PROD - Product Intervention and Product Governance Sourcebook
ESG - Environmental, Social and Governance sourcebook
ML - Money Laundering
PDCOB - Pensions Dashboards: Conduct of Business
SUP - Supervision
DEPP - Decision Procedure and Penalties Manual
AUTH - Authorisation (to see AUTH derivations and destinations tables, go to Useful links)
DEC - Decision Making
ENF - Enforcement
DISP - Dispute Resolution: Complaints
CONRED - Consumer Redress Schemes sourcebook
COMP - Compensation
COAF - Complaints against the FSA
BSOCS - Building Societies sourcebook
COLL - New Collective Investment Schemes Collective Investment Schemes
CRED - Credit Unions
CREDS - Credit Unions New sourcebook Credit Unions sourcebook
CONC - Consumer Credit sourcebook
FUND - Investment Funds sourcebook
RCB - Regulated Covered Bonds
REC - Recognised Investment Exchanges and Recognised Clearing Houses Recognised Investment Exchanges
CIS - Collective Investment Schemes
ECO - Electronic Commerce Directive
ELM - Electronic Money
LLD - Lloyd's
PROF - Professional Firms
ATCS - Access to Cash
CTPS - Critical Third Parties
LR - Listing Rules
PRR – Prospectus Regulation Rules
DTR - Disclosure Rules and Transparency Rules
DISC - Product Disclosure sourcebook
UKLR - UK Listing Rules
EMPS - Energy Market Participants
SERV - Service companies
BENCH - General guidance on Benchmark Submission and Administration
FREN - Small Friendly Societies
GIGI - Small Mortgage and Insurance Intermediaries: Part III - Insurance Intermediaries (additional rules)
MIGI - Small Mortgage and Insurance Intermediaries: Part I - General Rules
MOGI - Small Mortgage and Insurance Intermediaries: Part II - Mortgage Intermediaries (additional rules)
OMPS - Oil Market Participants
SIFA - Using the FSA Handbook: an Overview for small IFA firms
BSOG - The Building Societies Regulatory Guide
COLLG - The Collective Investment Scheme Information Guide
FCG - Financial Crime Guide: A firm’s guide to countering financial crime risks (FCG)
FCTR - Financial Crime Thematic Reviews
EG - The Enforcement Guide
FC - Financial Crime: a guide for firms
PERG - The Perimeter Guidance Manual
RPPD - The Responsibilities of Providers and Distributors for the Fair Treatment of Customers
UNFCOG - The Unfair Contract Terms Regulatory Guide
CRAG - The Credit Rating Agencies Guide
WDPG - The Wind-down Planning Guide
M2G - The MiFID 2 Onshoring Guide
RFCCBS - FCA Registration Function under the Co-operative and Community Benefit Societies Act 2014 Guide
INTRP - Interpretation
FR1 - Fundamental Rules
HP1 - Housing
ICAA - Internal Capital Adequacy Assessment
DC - Definition of Capital
BIA - Benchmarking of Internal Approaches
CR - Credit Risk
CCR - Counterparty Credit Risk
MR - Market Risk
GRP - Groups
LE - Large Exposures
PB - Public Disclosure
WTP - Waivers Transitional Provisions
PRM - Permissions
RPS - Related Party Transaction Risk
CB - Capital Buffers
IG1 - Information Gathering
PW1 - Permissions and Waivers
AD1 - Auditors
LAA1 - Lloyd's: Actuaries and Auditors
RER1 - Remuneration Reporting Requirements
NT1 - Notifications
RSP1 - Resolution Pack
RCOV1 - Recovery Plans
IGFS1 - Group Financial Support
CRB1 - Contractual Recognition of Bail-in
RR - Recovery and Resolution
SP1 - Skilled Persons
FR2 - Fundamental Rules
HP2 - Housing
IG2 - Information Gathering
PW2 - Permissions and Waivers
RR2 - Recovery and Resolution
AD2 - Auditors
LAA2 - Lloyd's: Actuaries and Auditors
SP2 - Skilled Persons
IFTCF - Incoming Firms and Third Country Firms
NT2 - Notifications
RER2 - Remuneration Reporting Requirements
FR3 - Fundamental Rules
IG3 - Information Gathering
PW3 - Permissions and Waivers
AD3 - Auditors
LAA3 - Lloyd's: Actuaries and Auditors
SP3 - Skilled Persons
NT3 - Notifications
FR4 - Fundamental Rules
IG4 - Information Gathering
PW4 - Permissions and Waivers
AD4 - Auditors
LAA4 - Lloyd's: Actuaries and Auditors
SP4 - Skilled Persons
NT4 - Notifications
AD5 - Auditors
LAA5 - Lloyd's: Actuaries and Auditors
RCOV2 - Recovery Plans
RSP2 - Resolution Pack
IGFS2 - Group Financial Support
CRB2 - Contractual Recognition of Bail-in
Glossary
Chapter
1
1 Annex 1
1 ANnex 1
1 Annex 1A
1 Annex 1B
1 Annex 1BR
1 Annex 1C
1 Annex 1R
1 Annex 5R
1 Annex 6R
10 Annex 4
10 C Annex 2D
10A
10A Ann 4D
10A annex 10
10A Annex 4
10A Annex 4D
10A Annex 5
10A Annex 5D
10A Annex 6
10A Annex 7
10A annex 7 Form D
10A annex 8
10A Annex 8
10A Annex 8D
10C
10C Ann 2D
10C Ann 3D
10C annex 10
10C Annex 10D
10C annex 11
10C Annex 2
10C annex 2D
10C Annex 2D
10C annex 3
10C Annex 3
10C Annex 3D
10C annex 4
10C Annex 4R
10C annex 5
10C Annex 5
10C Annex 5D
10C Annex 5R
10C annex 6
10C Annex 6D
10C Annex 6R
10C annex 7
10C Annex 7D
10C Annex 7D
10C annex 8
10C annex 9
11 Annex 10R
11 Annex 11R
11 Annex 12R
11 Annex 13R
11 Annex 14R
11 Annex 15R
11 Annex 1R
11 Annex 2R
11 Annex 3R
11 Annex 4R
11 Annex 5R
11 Annex 6R
11 Annex 7R
11 Annex 8R
11 Annex 9R
12 Annex 10R
12 Annex 11R
12 Annex 12R
12 Annex 13R
12 Annex 14R
12 Annex 15R
12 Annex 1R
12 Annex 2R
12 annex 3
12 Annex 3
12 Annex 3R
12 Annex 3R
12 Annex 4
12 Annex 4
12 Annex 4R
12 Annex 5
12 annex 5R
12 Annex 5R
12 Annex 6
12 Annex 6R
12 Annex 7R
12 Annex 8R
12 Annex 9R
13 ann 1
13 Annex 1
13 annex 1A
13 Annex 1A
13 Annex 1R
13 Annex 2
13 Annex 2A
13 Annex 5R
13 Annex 7R
13 Annex 9R
15
15 Annex 10
15 Annex 11
15 annex 14R
15 Annex 2
15 Annex 2R
15 annex 3
15 Annex 3
15 Annex 3R
15 Annex 4
15 Annex 4
15 Annex 6a
15 Annex 6A
15 Annex 6C
15 Annex 6D
15 Annex 6E
15 Annex 6F
15 annex 7
15 Annex 7
15 Annex 7R
15 Annex 8
15 Annex 9
16
16 Annex 12AR
16 annex 18A
16 Annex 18A
16 Annex 18AR
16 Annex 18AR
16 Annex 18B
16 Annex 18bg
16 Annex 18BG
16 annex 19A
16 Annex 19A
16 annex 19AA R
16 Annex 19AAR
16 Annex 19B
16 Annex 21
16 Annex 21R
16 Annex 24
16 Annex 24R
16 Annex 24R
16 Annex 25
16 Annex 25G
16 Annex 25G
16 Annex 27C
16 Annex 27E
16 annex 27G
16 Annex 27G
16 Annex 27GD
16 Annex 28BG
16 Annex 28C
16 Annex 29AG
16 Annex 29AR
16 Annex 30H
16 Annex 30J
16 Annex 32
16 Annex 34AR
16 Annex 38A
16 Annex 38B
16 Annex 38BG
16 Annex 39AD
16 Annex 40
16 Annex 41
16 Annex 41A
16 Annex 42A
16 Annex 43A
16 Annex 44A
16 Annex 46A
16 Annex 48AR
16 Annex 49AR
16 Annex 49AR
16 Annex 50A
16 Annex 52G
16 Annex 53R
16 Annex 54G
16 Annex 56R
16 Annex 57R
16 Annex 9
16 Annex 9A
16 Annex 9B
16 Annex 9R
1A
2 annex 1
2 Annex 1
2 Annex 1D
2 Annex 1R
2 Annex 2R
2 Annex 3R
2 Annex 4R
2 Annex 5R
2 Annex 6R
2 Annex 8R
21 Annex 1
21 Annex 1G
23 Annex 2R
24
3 annex 1
3 Annex 1D
3 Annex 1D
3 annex 2
3 Annex 2
3 Annex 2D
3 Annex 2R
3 annex 3D
3 Annex 3D
3 Annex 3G
3 Annex 4
3 Annex 4D
3 Annex 4D
3 annex 5
3 Annex 5
3 Annex 5D
3 annex 6
3 Annex 6
3 Annex 6D
3 Annex 6D
3 Annex 7A
3 annex 7AD
3 Annex 7AD
3 Annex 7AD
4 Annex 10R
4 Annex 11R
4 Annex 12R
4 Annex 13R
4 Annex 14R
4 Annex 15R
4 Annex 16R
4 Annex 17R
4 Annex 18G
4 Annex 18R
4 Annex 1G
4 Annex 1R
4 Annex 20R
4 Annex 21R
4 Annex 23G
4 Annex 2R
4 Annex 3R
4 Annex 4R
4 Annex 5
4 Annex 5R
4 Annex 6R
4 Annex 7R
4 Annex 8R
4 Annex 9R
4.4.9G
5
5 Annex 1R
6 Ann 2R
6 Annex 1
6 Annex 1G
6 Annex 2
6 Annex 2R
6 Annex 3R
6 Annex 5D
6 Annex 6
6 Annex 6 (timeline version)
7.6.2
8 Annex 1
8 Annex 1R
8 Annex 2D
8 Annex 2R
9 Annex 1
9 Annex 1R
9 Annex 2
9 Annex 2G
9 Annex 2R
9 Annex 3
9 Annex 4
9 Annex 5
9 Annex 6
9 Annex 7
9 Annex 8
9 Annex 9
Annex 21
Annex D
Annex D, 5.1
BSOG chapter1a annex 2
BSOG chapter2 annex 1
BSOG chapter2 annex 2
BSOG chapter3 annex 1
BSOG chapter3 annex 2
BSOG2 Annex1
BSOG2 Annex2
BSOG3 Annex1
BSOG3 Annex2
CASS 11 Annex 1 R
Chapter 16 Annex 18AR
Chapter 16 Annex 18BG
Chapter 16 Annex 24R
Chapter 16 Annex 25G
Chapter 3
Chapter 3
COBS 6 Annex 1
COBS 6 Annex 1G
COBS 6 Annex 2
COBS 6 Annex 3
COBS 6 Annex 4
COBS 6 Annex 5
COLL
CONRED 2 Annex 1 R
CONRED 2 Annex 10 R
CONRED 2 Annex 11 R
CONRED 2 Annex 12 R
CONRED 2 Annex 2 R
CONRED 2 Annex 3 R
CONRED 2 Annex 4 R
CONRED 2 Annex 5 R
CONRED 2 Annex 6 R
CONRED 2 Annex 7 R
CONRED 2 Annex 8 R
CONRED 2 Annex 9 R
CONRED 4 Annex 14R
CRED 17 Annex 1
CREDS 9 Annex 1
DISP 1 Annex 1
DISP 1 Annex 1B
DISP 1 Annex 1C
ELM 8 Annex 1G
ELM 8 Annex 2R
Form 12
Form 21
Form 242
Form 251
Form 252A
Form 261C
Form 261Q
Form 261S
Form 272
Form 283a
Form 9
FPR
FPR001
FPR003a
FPR003b
FUND 3 Annex 1
FUND 3 Annex 2
GENPRU 3 Annex 3
Handbook Forms, Module: COBS
Handbook Forms, Module: SUP
ICOB 4 Annex 1
ICOB 4 Annex1
ICOBS 4 Annex 1
ICOBS 8 Annex 1
IPRU-INS
IPRU-INV Annex D 13.1
IPRU-INV Annex D 2
IPRU-INV Annex D 3.1
IPRU-INV Annex D 3.2
IPRU-INV Annex D 3.3
IPRU-INV Annex D 3.4
IPRU-INV Annex D 3.5
IPRU-INV Annex D 3.6
IPRU-INV Annex D 3.7
IPRU-INV Annex D 5.1
IPRU-INV Annex D 5.2
IPRU-INV Annex D 9.1
IPRU-INV Annex D 9.3
IPRU-INV Annex D 9.4
IPRU-INV Annex D 9.5
IPRU-INV Annex D 9.8
MCOB 2 Annex 1G
MCOB 3 Annex 1
MCOB 4 Annex 1
MCOB 5 Annex 1
MCOB 6 Annex 2
MCOB 6 Annex 3
MCOB 8 Annex 1
MCOB 9 Annex 1
MCOB 9 Annex 2
MIFIDPRU 9 Annex 2G
MIPRU 4.4.9G
N/A
PERG 7.6.2
RCB 2 Annex 1
RCB 2 Annex 1D
RCB 3 Annex 1D
RCB 3 Annex 2
RCB 3 Annex 3
RCB 3 Annex 4
RCB 3 Annex 5
RCB 3 Annex 6
RCB 3 Annex 7A
RCB 3 Annex 7B
SUP 10 Annex 4
SUP 10 Annex 5
SUP 10 Annex 6
SUP 10 Annex 7
SUP 10 Annex 8
SUP 10 Annex 9
SUP 10A Annex 4
SUP 10A Annex 4D
SUP 10A Annex 5
SUP 10A Annex 6
SUP 10A Annex 6 R
SUP 10A Annex 7
SUP 10A Annex 8
SUP 10A Annex 9
SUP 10C Annex 3D
SUP 10C Annex 4 D
SUP 11 Annex 1
SUP 12 Annex 3
SUP 12 Annex 3R
SUP 12 Annex 4
SUP 12 Annex 5
SUP 13 Annex 1
SUP 13 Annex 2
SUP 13 Annex 3
SUP 13 Annex 4
SUP 13 Annex 5
SUP 13 Annex 6
SUP 13 Annex 7
SUP 13 Annex 8A
SUP 13 Annex 8B
SUP 13A Annex 4
SUP 15 Annex 2
SUP 15 Annex 3
SUP 15 Annex 4
SUP 15 Annex 6B
SUP 15 Annex 6D
SUP 15 Annex 6E
SUP 15 Annex 6F
SUP 16 Annex 1
SUP 16 Annex 10
SUP 16 Annex 11
SUP 16 Annex 12
SUP 16 Annex 13
SUP 16 Annex 14
SUP 16 Annex 15
SUP 16 Annex 16
SUP 16 Annex 17
SUP 16 Annex 18A
SUP 16 Annex 18B
SUP 16 Annex 19A
SUP 16 Annex 19B
SUP 16 Annex 2
SUP 16 Annex 20
SUP 16 Annex 21
SUP 16 Annex 22
SUP 16 Annex 23
SUP 16 Annex 24
SUP 16 Annex 25
SUP 16 Annex 25
SUP 16 Annex 25A
SUP 16 Annex 27A
SUP 16 Annex 27B
SUP 16 Annex 28A
SUP 16 Annex 28BG
SUP 16 Annex 29
SUP 16 Annex 29A
SUP 16 Annex 3
SUP 16 Annex 30A
SUP 16 Annex 30B
SUP 16 Annex 30C
SUP 16 Annex 30D
SUP 16 Annex 30E
SUP 16 Annex 30F
SUP 16 Annex 30G
SUP 16 Annex 30HD
SUP 16 Annex 30JD
SUP 16 Annex 31A
SUP 16 Annex 31B
SUP 16 Annex 32
SUP 16 Annex 33A
SUP 16 Annex 33B
SUP 16 Annex 34A
SUP 16 Annex 34B
SUP 16 Annex 35A
SUP 16 Annex 35B
SUP 16 Annex 36A
SUP 16 Annex 36B
SUP 16 Annex 37A
SUP 16 Annex 37B
SUP 16 Annex 38A
SUP 16 Annex 38B
SUP 16 Annex 4
SUP 16 Annex 5
SUP 16 Annex 6
SUP 16 Annex 6A
SUP 16 Annex 9
SUP 16 Annex 9A
SUP 16 Annex 9AG
SUP 21 Annex 1G
SUP 3 Annex 1
SUP 6 Annex 5
SUP 6 Annex 5D
SUP 6 Annex 5D (VoP) Application
SUP 6 Annex 5D: VoP: Consumer Credit
SUP 6 Annex 5D: VoP: HF
SUP 6 Annex 5D: VoP: Investment
SUP 6 Annex 6D
SUP 8 Annex 2
SUP 8A Annex 1
SUP 8A Annex 2
SUP 8A Annex 3
SUP chapter13 annex 6
SUP chapter16 annex 24
SUP chapter16 annex 25
SUP chapter16 annex 28bg
SUP chapter16 annex18bg
SUP TP6 11.1
SUP10A Annex 4D
TP 1 Annex 1R
TP 10.23.1
TP 7.7.1
TP6 11
TP6.Annex.1
TP7 07 01
TP7 7 1D Form K
TP8 07 01
Type
Form
Notes
Template