Latest News, Updates and Changes
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MAR 9A.1 Application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2024
MAR 9A.1 Application
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trading venue operator
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2024
trading venue operator
122 (1) a UK operator of a trading venue ; or (2) an overseas firm which operates a trading venue from an establishment in the UK .
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CTPS 16.1 Electronic submission of information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
CTPS 16.1 Electronic submission of information
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aggressive order
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2025
aggressive order
184 an order that has been released in the order book and which initiates trades.
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collective incident response framework
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
collective incident response framework
286 any group involving firms , the regulators or a combination thereof, whose purpose is to facilitate a collective response to incidents that may adversely affect the UK’s financial sector or parts…
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key nth-party provider
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
key nth-party provider
16 a person that is part of a critical third party’s supply chain and is essential to the delivery of a systemic third party service to one or more firms .
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actionable indication of interests
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2025
actionable indication of interests
184 messages from one member or participant to another within a trading system in relation to available trading interest that contains all necessary information to agree on a trade.
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disruption
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
disruption
160 (in CTPS ) includes, in relation to a systemic third party service : (a) complete or partial failure of that service ; (b) complete or partial degradation to the quality of that service ; (c) comp…
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CTPS Sch 5 Rights of action for damages
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
CTPS Sch 5 Rights of action for damages
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CTPS 4.8 Requirement 7: Incident management
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
CTPS 4.8 Requirement 7: Incident management
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CTPS 8.1 Initial incident report
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
CTPS 8.1 Initial incident report
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MAR 11.5 Post-trade transparency deferrals
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2025
MAR 11.5 Post-trade transparency deferrals
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MAR TP 2 Transitional provisions relating to trading venue operators and transparency investment firms
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2024
MAR TP 2 Transitional provisions relating to trading venue operators and transparency investment firms
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CTPS 4.1 Cross-cutting requirement
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
CTPS 4.1 Cross-cutting requirement
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CTPS 13.1 Purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
CTPS 13.1 Purpose
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relevant organisation
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2025
relevant organisation
232 HM Treasury, the Bank of England or the central banks of the following countries: Australia, Austria, Belgium, Brazil, Bulgaria, Canada, Croatia, Cyprus, Czechia, Denmark, Estonia, Finland, France…
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regulator
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
regulator
233 (in CTPS ) means the PRA , the FCA or the Bank, and ‘regulators’ means the PRA , the FCA and the Bank. In this definition, the ‘Bank’ means the Bank of England, other than when it is acting in its…
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CTPS 4.9 Requirement 8: Termination of a systemic third party service
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
CTPS 4.9 Requirement 8: Termination of a systemic third party service
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CTPS 8.2 Intermediate incident report
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
CTPS 8.2 Intermediate incident report
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CTPS 4.2 Requirement 1: Governance
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2025
CTPS 4.2 Requirement 1: Governance
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