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  • SECN 10.2 Identification of the third party

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 10.2 Identification of the third party

  • SECN 10.3 Composition of the management body and the organisational structure

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 10.3 Composition of the management body and the organisational structure

  • SECN 5.2 Retention of a material net economic interest

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 5.2 Retention of a material net economic interest

  • SECN 11.3 Information on underlying exposures

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 11.3 Information on underlying exposures

  • SECN 6.2 Provision of information to holders of a securitisation position

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 6.2 Provision of information to holders of a securitisation position

  • SECN 2.2 STS criteria: Simple, transparent and standardised non-ABCP securitisation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 2.2 STS criteria: Simple, transparent and standardised non-ABCP securitisation

  • SECN 9.5 Operational standards for data collection, aggregation, comparison, access and verification of completeness and consistency by securitisation repositories

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 9.5 Operational standards for data collection, aggregation, comparison, access and verification of completeness and consistency by securitisation repositories

  • SECN 2.3 STS criteria: Simple, transparent and standardised asset backed commercial paper securitisation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 2.3 STS criteria: Simple, transparent and standardised asset backed commercial paper securitisation

  • SECN 10.7 Operational safeguards and internal processes to assess STS compliance

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 10.7 Operational safeguards and internal processes to assess STS compliance

  • SECN 2.4 STS criteria: Homogeneity of underlying exposures

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 2.4 STS criteria: Homogeneity of underlying exposures

  • SECN 9.6 Details of the application for registration of a securitisation repository and the details of the simplified application for an extension of registration of a trade repository

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 9.6 Details of the application for registration of a securitisation repository and the details of the simplified application for an extension of registration of a trade repository

  • CONC 7.10 Treatment of customers with mental capacity limitations

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    CONC 7.10 Treatment of customers with mental capacity limitations

  • CONC 7.7 Application of interest and charges

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    CONC 7.7 Application of interest and charges

  • CONC 7.2 Clear, effective and appropriate policies and procedures in respect of customers in or approaching arrears or in default

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    CONC 7.2 Clear, effective and appropriate policies and procedures in respect of customers in or approaching arrears or in default

  • EMIRR

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR

    164 European Market Infrastructure Regulation Rules sourcebook…

  • EMIRR 1.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 1.1 Application

  • EMIRR 1.3 Definitions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 1.3 Definitions

  • EMIRR 1.2 Purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 1.2 Purpose

  • EMIRR 2.2 Procedure for updates of the LEIs

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 2.2 Procedure for updates of the LEIs

  • EMIRR 2.4 End-of-day response mechanisms

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 2.4 End-of-day response mechanisms